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The California LLC-1 form serves as a foundational document for entrepreneurs and business owners looking to establish a limited liability company (LLC) within the state. By filing this form with the Secretary of State's Business Programs Division, applicants officially register their business, marking the first step towards operational legitimacy and compliance with California law. The form outlines several crucial details, including the name of the LLC, which must include an identifier like "LLC" to signify its business structure, and both the initial designated office and mailing addresses within California. Additionally, it specifies the appointment of an agent for service of process, who can be either an individual or a registered corporate agent within the state, tasked with receiving legal documents on behalf of the LLC. The document also addresses the management structure of the LLC, which can vary from being managed by a single manager, multiple managers, or by all members of the LLC collectively. A notable inclusion in the form is the purpose statement, emphasizing that the LLC's activities must align with lawful acts permissible under the California Revised Uniform Limited Liability Company Act. Furthermore, the form emphasizes the importance of accuracy and honesty, requiring the organizer's signature to affirm the correctness of the information provided under penalty of perjury. Information about the mandatory $70 filing fee, an optional $5 certification fee, and acknowledgment of the annual $800 minimum tax payable to the California Franchise Tax Board accentuates the financial responsibilities entailed. Through this comprehensive document, the State of California ensures a structured process for LLC formation, setting the stage for business entities to thrive while adhering to state regulations.

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Secretary of State

Business Programs Division

Business Entities

1500 11th Street, Sacramento, CA 95814

P.O. Box 944260, Sacramento, CA 94244-2600

Submission Cover Sheet

For faster service, file online at bizfileOnline@sos.ca.gov.

Instructions:

Complete and include this form with your paper submission. This information only will be used to communicate with you about the submission, if needed. This form will be treated as correspondence and will not be made part of the filed document.

Make all checks or money orders payable to the Secretary of State.

In person submissions (excluding Statements of Information): $15 handling fee; do not include a $15 handling fee when submitting documents by mail.

Standard processing time for submissions to this office is approximately 5 business days from receipt. All submissions are reviewed in the date order of receipt with online submissions given priority. For updated processing time information, visit www.sos.ca.gov/business/be/processing-dates.

Optional Copy and Certification Fees:

If applicable, include optional copy and certification fees with your submission.

For applicable copy and certification fee information, refer to the instructions of the specific form you are submitting.

Contact Person: (Please type or print legibly)

First Name:

 

Last Name:

Phone (optional):

Entity Information: (Please type or print legibly)

Name:

Entity Number (if applicable):

Comments:

Submission Cover Sheet (REV 03/2022)

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Secretary of State

LLC-1

 

Articles of Organization

Limited Liability Company (LLC)

Filing Fee – $70.00

Certification Fee (Optional) – $5.00

Note: LLCs may have to pay minimum $800 tax to the California Franchise

Tax Board each year. For more information, go to https://www.ftb.ca.gov.

This Space For Office Use Only

1.Limited Liability Company Name (Must contain an LLC identifier such as LLC or L.L.C. “LLC” will be added, if not included.)

2.Business Addresses

a. Initial Street Address of Designated Office in California - Do not enter a P.O. Box

City (no abbreviations)

State

Zip Code

 

 

CA

 

b. Initial Mailing Address of LLC, if different than item 2a

City (no abbreviations)

State

Zip Code

3.Service of Process (Must provide either Individual OR Corporation.)

INDIVIDUAL – Complete Items 3a and 3b only. Must include agent’s full name and California street address.

a. California Agent's First Name (if agent is not a corporation)

 

Middle Name

Last Name

 

Suffix

 

 

 

 

 

 

b. Street Address (if agent is not a corporation) - Do not enter a P.O. Box

City (no abbreviations)

 

State

Zip Code

 

 

 

 

CA

 

 

CORPORATION – Complete Item 3c. Only include the name of the registered agent Corporation.

 

 

 

 

 

 

 

 

 

c. California Registered Corporate Agent’s Name (if agent is a corporation) – Do not complete Item 3a or 3b

 

 

 

 

 

 

 

 

 

 

 

4. Management (Select only one box)

 

 

 

 

 

 

 

 

 

 

 

 

 

The LLC will be managed by:

 

 

 

 

 

 

One Manager

More than One Manager

All LLC Member(s)

 

 

 

 

 

 

 

 

 

5.Purpose Statement (Do not alter Purpose Statement)

The purpose of the limited liability company is to engage in any lawful act or activity for which a limited liability company may be organized under the California Revised Uniform Limited Liability Company Act.

6.By signing, I affirm under penalty of perjury that the information herein is true and correct and that I am authorized by California law to sign.

Additional signatures set forth on attached pages, if any, are incorporated herein by reference and made part of this Form LLC-1. (All attachments should be 8 ½ x 11, one-sided, legible and clearly marked as an attachment to this Form LLC-1.)

_____________________________________________________________ __________________________________________________________

Organizer sign here

LLC-1 (REV 03/2022)

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2022 California Secretary of State

Print Form

bizfileOnline.sos.ca.gov

 

 

 

Document Specs

# Fact
1 The form is used for the Articles of Organization for a Limited Liability Company (LLC) in California.
2 The filing fee for the form is $70.00, and there is an optional certification fee of $5.00.
3 LLCs may be required to pay a minimum $800 tax to the California Franchise Tax Board each year.
4 The form must include the LLC name, which needs to have an LLC identifier such as “LLC” or “L.L.C.”
5 It requires the business's initial street address and mailing address (if different) in California, not a P.O. Box.
6 Service of process can be designated to either an individual or a corporation, with specific information required for each.
7 Management of the LLC must be specified as either by one manager, more than one manager, or all LLC member(s).
8 The purpose statement on the form should not be altered, stating the LLC's engagement in lawful acts under the California Revised Uniform Limited Liability Company Act.
9 The form requires a signature to affirm under penalty of perjury that the provided information is true and the signer is authorized per California law.

Detailed Instructions for Writing California Llc 1

Completing the California LLC-1 form is a crucial step in officially forming your limited liability company (LLC) in the state. It signifies your business's official entry into the state's records, making your business entity recognized and eligible to operate within California. The process entails providing detailed information about your LLC, including its name, office location, service of process, and management structure. Below, you will find a step-by-step guide to fill out the LLC-1 form accurately.

  1. Enter the name of the limited liability company, ensuring to include an LLC identifier (e.g., LLC, L.L.C.). If the LLC identifier is not included in the name you provide, "LLC" will be appended to the name automatically.
  2. Under Business Addresses:
    • Write the initial street address of the designated office in California, ensuring it's not a P.O. Box. Include the city (without abbreviations), state (CA), and zip code.
    • If the mailing address differs from the street address, enter the initial mailing address of the LLC, including city (without abbreviations), state, and zip code.
  3. For Service of Process, select and complete either the Individual or Corporation section:
    • If an individual will act as the agent, complete items 3a and 3b, providing the agent's full name and California street address (not a P.O. Box).
    • If a corporation will act as the registered agent, fill in the corporate agent’s name in item 3c. Do not complete items 3a and 3b.
  4. Choose the management structure of the LLC by selecting one of the options provided: one manager, more than one manager, or all LLC member(s).
  5. Do not alter the Purpose Statement provided in section 5. It broadly allows the LLC to engage in any lawful act or activity under the California Revised Uniform Limited Liability Company Act.
  6. For the final section, the organizer must sign and print their name to affirm under penalty of perjury that the information provided on the form is true and correct. Ensure that the date and the signature of the organizer are clearly indicated. If additional signatures are necessary, attach additional pages clearly marked as attachments to this Form LLC-1, following the guidelines provided.

Once the LLC-1 form is fully completed, make sure to review all the information for accuracy and completeness. After verifying the information, proceed with submitting the form along with the appropriate filing fee to the Secretary of State. Remember to include the Submission Cover Sheet with your paper submission for better communication throughout the process. The standard processing time is approximately 5 business days from receipt, but it can vary, so plan accordingly. The formation of your LLC is a significant step towards legitimizing your business and protecting your personal assets, so taking care to accurately complete and submit your LLC-1 form is crucial for a smooth start.

Things to Know About This Form

What is the California LLC-1 form?

The California LLC-1 form, also known as the Articles of Organization, is a document required by the California Secretary of State to officially register a Limited Liability Company (LLC) in California. It outlines basic information about the LLC, including its name, addresses, service of process, management structure, and purpose.

How can I file the California LLC-1 form?

You can file the California LLC-1 form by mail or for faster service, online at the Secretary of State's website, bizfileOnline.sos.ca.gov. When submitting by mail, be sure to include the Submission Cover Sheet for better communication and processing.

What is the filing fee for the LLC-1 form?

The filing fee for the California LLC-1 form is $70.00. If you choose to receive a certified copy of your filing, there is an optional certification fee of $5.00.

Are there any annual taxes for an LLC in California?

Yes, LLCs in California are required to pay a minimum tax of $800 to the California Franchise Tax Board each year. This is separate from any taxes due on income the LLC may earn.

Can I choose any name for my LLC?

The name of your LLC must include an LLC identifier, such as "LLC" or "L.L.C." Additionally, the name must be distinguishable from other entities already registered in California and cannot include terms that could confuse your LLC with a government agency or certain financial institutions.

What addresses must be provided in the LLC-1 form?

You must provide:

  • The initial street address of the designated office in California, which cannot be a P.O. Box.
  • An initial mailing address if it is different from the designated office's address.

How do I designate a service of process agent?

A service of process agent can be either an individual or a corporation authorized to do business in California. For an individual, you must include their full name and physical address in California. If using a corporate agent, only the name of the corporation must be mentioned; personal addresses of corporate agents should not be provided.

What are the management structure options for an LLC in California?

An LLC in California can be managed by one manager, more than one manager, or all members of the LLC. You must select one management structure option in the LLC-1 form.

What is the purpose statement required in the LLC-1 form?

The purpose statement on the LLC-1 form is a pre-defined statement indicating that the LLC is formed to engage in any lawful act or activity for which a limited liability company may be organized under the California Revised Uniform Limited Liability Company Act. Altering this statement is not permitted.

What if I make a mistake on the LLC-1 form?

If a mistake is made on the LLC-1 form, you may need to file an amendment with the Secretary of State to correct the information. This will require a separate form and may involve additional fees.

Common mistakes

Filling out the California LLC-1 form, which is essential for registering a Limited Liability Company (LLC) in California, requires meticulous attention to details. Common mistakes made during this process can delay or invalidate the submission. Below are six frequently observed errors:

  1. Incorrect or incomplete LLC name: The appropriate LLC identifier, such as "LLC" or "L.L.C.", must be included in the name. Failure to do so or misspellings can cause rejection.
  2. Inaccurate business addresses: Using P.O. Box addresses when physical street addresses in California are required for both the designated office and agent's address. This leads to unnecessary complications.
  3. Service of Process oversights: Not choosing between an individual or corporation as the agent for service of process or mistakenly filling out both sections instead of selecting one.
  4. Management structure confusion: Only one management structure option should be selected, but sometimes applicants mistakenly try to select multiple options.
  5. Altering the Purpose Statement: The form comes with a default purpose statement that shouldn't be modified. Changes or additions to this section are a common mistake.
  6. Signature and authorization errors: Signatures must be from individuals authorized under California law to complete and submit the LLC-1 form. Omitting necessary signatures or attaching unclear or illegible documents as part of the form can lead to rejection.

Awareness and careful attention to these details when completing the LLC-1 form can help in avoiding delays and ensuring that the filing process proceeds smoothly. The goal is to adhere strictly to the requirements specified by the California Secretary of State to ensure that the registration of the LLC is successful.

Documents used along the form

When forming a limited liability company (LLC) in California, the submission of Form LLC-1, known as the Articles of Organization, is a critical step. However, to ensure the comprehensive establishment and compliance of an LLC within the state, several other documents and forms are often required to be completed and submitted alongside or subsequent to Form LLC-1. These additional documents facilitate aspects such as tax registration, employer obligations, and specific business permits based on the LLC's activities. Following is a detailed list of these documents, each serving a unique purpose in the lifecycle of an LLC.

  • Statement of Information (Form LLC-12): To be filed with the California Secretary of State within 90 days of filing the Articles of Organization and biennially thereafter. This form updates the state with current information about the LLC's addresses, management, and the agent for service of process.
  • Employer Identification Number (EIN) Application (Form SS-4): Filed with the IRS to obtain an EIN, necessary for tax reporting purposes. While not a state document, it is a federal requirement for any LLC with employees or that elects to be taxed as a corporation instead of a sole proprietorship or partnership.
  • Operating Agreement: Although not filed with the California Secretary of State, this internal document outlines the ownership and operating procedures of the LLC. California law does not require an LLC to have an operating agreement, but it is highly recommended to create and maintain one.
  • Seller's Permit: Filed with the California Department of Tax and Fee Administration if the LLC sells or leases merchandise considered taxable. This document is crucial for LLCs engaging in retail.
  • Business License: Depending on the LLC's location and industry, it may need to obtain one or more business licenses from the city or county where it operates.
  • Payroll Tax Registration (Form DE-1): If hiring employees, an LLC must register with the California Employment Development Department within 15 days of paying over $100 in wages.
  • Withholding Agent Registration (Form 590): Required if the LLC will be making payments to non-residents of California, from which income tax must be withheld.
  • Application for Registration (Foreign LLC): If an LLC formed in another state wishes to do business in California, it must file an Application for Registration with the California Secretary of State.
  • Franchise Tax Board (FTB) Notice Regarding Fees: Though not a form, it's important for LLCs to understand the $800 annual tax assessed by the California Franchise Tax Board, payable shortly after formation, and annually thereafter.
  • Certificate of Good Standing: While this document is not required to form an LLC, obtaining a Certificate of Good Standing from the California Secretary of State can be necessary for certain business transactions, such as opening a bank account or applying for a loan.

Forming an LLC in California involves a complex process that extends beyond the initial submission of Form LLC-1. The accompanying documents ensure the LLC's legal compliance across various state and federal regulations. Keeping abreast of these requirements and maintaining accurate and timely filings can significantly aid in the smooth operation and legal health of an LLC. Business owners are encouraged to consult with legal professionals to ensure all necessary documentation is accurately completed and submitted.

Similar forms

The Articles of Incorporation for a Corporation are similar to the California LLC-1 form, as both are initial documents filed with the state to legally establish the entity. The Articles of Incorporation detail key information about a corporation, such as its name, purpose, type of stock, and information about its agent for service of process. Similarly, the LLC-1 form provides essential details about the limited liability company, including its name, management structure, and the agent for service of process. Each form serves as a public record that officially recognizes the formation of either a corporation or an LLC in California.

DBA (Doing Business As) Filing forms are also akin to the California LLC-1 form in that they both involve the formal process of registering a business entity under a specific name. While the LLC-1 form establishes a new limited liability company under a chosen name, a DBA filing allows a business to operate under a name different from its legal name. Both documents are crucial for business identity and branding, ensuring that businesses comply with state regulations on business names.

The Statement of Information filing required periodically by the California Secretary of State shares similarities with the LLC-1 form. This statement updates or confirms the information about the business, such as addresses, management, and the agent for service of process. Though the LLC-1 is filed at the inception of the company and the Statement of Information is filed annually or biennially, both are vital for maintaining accurate public records about the business.

Foreign Qualification Applications are similar to the LLC-1 form when a business formed in another state wants to operate in California. While the LLC-1 form is for domestic companies initiating their business within the state, a Foreign Qualification Application is the process by which an out-of-state company registers to do business in California. Both filings provide essential information to the state about the company, including its name, principal business address, and agent for service of process.

The Seller's Permit Application filed with the California Department of Tax and Fee Administration parallels the LLC-1 form in the context of regulatory compliance for starting a business. While the LLC-1 form deals with the legal formation of the company, a Seller's Permit Application allows a business to sell or lease tangible personal property that would ordinarily be subject to sales tax. Together, they represent foundational steps in establishing a business's operational and legal footing within the state.

Business License Applications at the local city or county level share common ground with the California LLC-1 form, as they both are prerequisites for legally operating a business. An LLC-1 form creates the legal entity at the state level, whereas business licenses pertain to compliance with local regulations and ordinances. Every business must consider both state and local requirements to ensure full legal operation.

The Employer Identification Number (EIN) Application with the IRS bears resemblance to the LLC-1 form in establishing a business's identity, but at the federal level. The LLC-1 registers the business within California, and obtaining an EIN provides a unique identifier for tax purposes at the national level. This number is essential for hiring employees, opening business bank accounts, and filing taxes.

Trademark Registration Applications, while primarily concerned with the protection of a business name or logo at the state or federal level, share a conceptual link with the LLC-1 form. Filing an LLC-1 secures the company's name within the state of California, while registering a trademark safeguards branding elements against infringement. Both processes are integral to establishing a business's unique identity and legal protection.

Franchise Tax Board Registrations are necessary for tax compliance and are complementary to the LLC-1 form which establishes the business entity. After filing the LLC-1, businesses must register with the California Franchise Tax Board to address their state tax obligations. This registration is crucial for managing the financial aspects of running a business, including the payment of the annual minimum franchise tax mentioned in the LLC-1 form.

The California Uniform Commercial Code (UCC) Financing Statement is akin to the LLC-1 in that it relates to the legal stature and financial dealings of a business. While the LLC-1 form outlines the formation and basic structure of the company, a UCC Financing Statement is filed to notify the public of a secured interest in personal property, a critical step for businesses obtaining financing or credit. Both documents are essential parts of the legal and financial infrastructure supporting business operations.

Dos and Don'ts

When it comes to setting up your business as a limited liability company (LLC) in California, the right start can make all the difference. Here are six dos and don'ts to keep in mind when filling out the California LLC-1 form:

  • Do ensure you include an LLC identifier in your company name, such as "LLC" or "L.L.C." This is a critical requirement to demonstrate that your business is a legally recognized limited liability company.
  • Do provide a physical street address in California for your designated office. Remember, P.O. Boxes are not accepted. This address is essential for receiving official correspondence and legal documents.
  • Do decide carefully whether your LLC will be managed by one manager, more than one manager, or all the LLC members. This decision will affect the operational and decision-making structure of your business.
  • Don't leave the service of process section incomplete. You must designate either an individual or a corporate agent authorized to receive legal paperwork on behalf of the LLC. If choosing an individual, include their full name and a California street address.
  • Don't alter the Purpose Statement. It's pre-filled to ensure compliance with state law, indicating that the LLC can engage in any lawful act or activity under the California Revised Uniform Limited Liability Company Act.
  • Don't forget to sign the form and ensure that anyone who is required to sign does so. By signing, you're affirming that all the information provided is true and correct to the best of your knowledge.

Filling out the California LLC-1 form is the first step towards establishing your business's legal structure. By following these guidelines, you can ensure that your LLC starts on solid ground, fully compliant with state requirements. Remember, while the process may seem daunting at first, taking it step by step can make it manageable and ultimately successful.

Misconceptions

Misconceptions about the California LLC-1 form can lead to errors and delays. Understanding what the form is—and what it isn't—can help ensure a smoother filing process. Here are eight common misconceptions:

  • It's the Only Form Needed to Start Your LLC: While filing the Articles of Organization (LLC-1) with the California Secretary of State is a crucial step, it's not the only requirement. For example, you also need to file a Statement of Information (Form LLC-12) within 90 days of filing the LLC-1.
  • The Filing Fee Covers All State Fees: The initial filing fee for the LLC-1 is $70. However, this does not cover other potential fees, such as the optional $5 certification fee, or ongoing costs like the annual $800 minimum franchise tax payable to the California Franchise Tax Board.
  • P.O. Box Addresses Are Acceptable for the Business Address: The form explicitly requires the initial street address of the designated office in California to be listed, and it cannot be a P.O. Box.
  • The Form Automatically Grants Tax Exemptions: Filing Form LLC-1 does not exempt your LLC from taxes. All LLCs in California must pay the annual minimum franchise tax of $800, starting the first year of formation.
  • Electronic Signatures Are Always Accepted: While the form can be filed online, which implies the possibility of electronic signatures, when you're filing a paper submission, original signatures are required. Check the current filing guidelines if submitting online for any updates or changes to this policy.
  • Any Type of Business Activity Can Be Listed: The purpose statement on the LLC-1 form is actually not to be altered. It states that the LLC may engage in any lawful act or activity for which an LLC may be organized under the California Revised Uniform Limited Liability Company Act.
  • There's a Choice in Deciding the Management Structure on the Form: While it might seem open, you must select one of the provided options for how your LLC will be managed: either by one manager, more than one manager, or all LLC members. This choice affects several aspects of how your business operates and complies with state law.
  • Submitting by Mail Is Just as Fast as Online: The form notes that online submissions are given priority over mailed submissions. Standard processing time is approximately 5 business days from receipt, but mailing can add considerable time to this due to delivery and handling.

Clearing up these misconceptions can help ensure that your documents are accurate and your LLC is compliant with California state regulations. Always refer to the latest instructions and guidelines provided by the California Secretary of State to stay updated on any changes.

Key takeaways

Filing the California LLC-1 Articles of Organization is a foundational step for establishing a Limited Liability Company (LLC) within the state. Understanding the key aspects of this form can help ensure a smooth filing process. Below are ten crucial takeaways:

  • The filing fee for submitting the LLC-1 form is $70.00. This cost is mandatory for all entities submitting this form.
  • An additional $5.00 fee is charged for certification, should you opt for this service. This is optional and provides a certified copy of the document.
  • All LLCs are subject to an annual minimum tax of $800 payable to the California Franchise Tax Board, beginning the first year of registration.
  • The LLC name must include an LLC identifier such as "LLC" or "L.L.C." If not included, "LLC" will be automatically added at the end of the business name.
  • A physical street address in California is required as the initial designated office; P.O. Boxes are not accepted for this purpose. This ensures a traceable location for the business within the state.
  • If the mailing address differs from the street address of the designated office, it must be provided separately, ensuring that all correspondence reaches the appropriate location.
  • Service of process information is critical, requiring the designation of either an individual or a corporate agent within California for legal notices. This ensures that there is a clear point of contact for legal matters.
  • The form offers options regarding the management structure of the LLC, which can be by one manager, more than one manager, or all members of the LLC. This choice influences how the LLC is governed.
  • A generic purpose statement is pre-filled on the form and should not be altered, stating the LLC may engage in any lawful act or activity under California law. This allows flexibility in the business operations.
  • The form must be signed under penalty of perjury, affirming the truthfulness and accuracy of the information provided. This legal declaration holds the signatory accountable for the document's contents.

These takeaways highlight the importance of attention to detail and accuracy when completing the LLC-1 form. It is an integral step to not only forming an LLC but ensuring its compliance with the California Secretary of State and the California Franchise Tax Board regulations. Timely and accurate filing, paired with careful adherence to the form's requirements, helps set the foundation for a successful business venture in California.

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