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In the sprawling state of California, medical professionals setting up or taking over practices under a name different from their own must navigate the bureaucratic waters of regulatory compliance, a journey that inevitably brings them to the Fictitious Name Permit (FNP). Specifically, the FNP-004 form serves as a critical document in this process, issued by the Medical Board of California, positioned in Sacramento. This form, diligently crafted to ensure consumer protection through the promotion of high-quality and safe medical care, outlines the steps for notifying about a Fictitious Name Permit renewal or the release of a hold placed on it. Intended for use by individual practitioners, partners, or corporations, the form demands comprehensive details including the current physical practice address, Fictitious Name Permit number, and pertinent financial information. Furthermore, the form delineates clear instructions for situations such as the transfer of ownership of a medical practice, requiring the previous owner to submit an application for cancellation of the permit while the new owner simultaneously submits a new application. This ensures a seamless transition and uninterrupted compliance. Rigorous in its requirements, the FNP-004 also allows for the addition or removal of shareholders or partners within corporate or partnership practice structures, making it a versatile tool in the hands of California's medical community.

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MEDICAL BOARD

Sacramento, CA 95815-5401

 

Licensing Program

 

2005 Evergreen Street, Suite 1200

O F C A L I F O R N I A

Phone: (916)

263-2382

Fax: (916)

263-2487

Protecting consumers by advancing high quality, safe medical care.

www.mbc.ca.gov

Gavin Newsom, Governor, State of California | Business, Consumer Services and Housing Agency | Department of Consumer Affairs

FICTITIOUS NAME PERMIT

NOTIFICATION OF RENEWAL/HOLD RELEASE

Fictitious Name:

Current Physical

Practice Address:

(No PO Box)

Our records indicate that you are presently doing business as:

FNP #:

SS#/FEIN#:

Phone #:

Renewal Fee: $

Corporation

Partnership

Individual (Sole Proprietor)

A hold has has not been placed on your Fictitious Name Permit. In order for the hold to be removed, this form must be completed in its entirety and signed by a current owner. Refer to the enclosed attachment indicating the current owner(s). Note: A fictitious name permit is not transferable. If a medical practice is purchased by another physician, the

former owner must submit an “Application for Cancellation of a Fictitious Name Permit” to cancel the permit and the new owner must submit a “Fictitious Name Permit Application.” Both forms should be mailed at the same time to assure the name will be available to the new owner.

If you are doing business as a corporation or as a partnership and wish to add/delete shareholders or partners, please provide the following information in the table below. Signatures are required to associate or disassociate shareholders or partners. A signature at the bottom of this form also is required to change the address or renew the permit. Refer to attachment for current owners.

Doctor’s Name (print or type)

License #

Association

Disassociation

Signature

 

 

Date

Date

 

..

..

+

+

..

I declare under penalty of perjury under the laws of the State of California that I have read the foregoing notification and all attachments thereto and know the contents thereof. I have the legal authority to act on behalf of the above-stated entity and the information contained herein is true and correct.

________________________________

______________________________

_____________

____________

Print or Type Name

Signature

Date

License #

FNP-004 (Revised 01/2019)

Document Specs

Fact Detail
Form Title Fictitious Name Permit Notification of Renewal/Hold Release
Issuing Body Medical Board of California
Address for Correspondence 2005 Evergreen Street, Suite 1200, Sacramento, CA 95815-5401
Contact Information Phone: (916) 263-2382, Fax: (916) 263-2487
Governing Law for the Form State of California Laws
Purpose of Form To notify the Medical Board of California about the renewal of a Fictitious Name Permit or to release a hold placed on it.

Detailed Instructions for Writing California Fnp 004

The process to renew or update the details of a Fictitious Name Permit (FNP) is crucial for maintaining compliance and ensuring that your medical practice's operations remain uninterrupted. Whether you're updating ownership details, practice addresses, or simply renewing your permit, it's imperative that the form is completed accurately and submitted promptly. Here are the steps needed to fill out the California FNP 004 form effectively.

  1. Start by entering the Fictitious Name under which your practice operates at the top of the form.
  2. Provide the Current Physical Practice Address; remember, PO Boxes are not acceptable.
  3. Fill in the section titled "Our records indicate that you are presently doing business as:" with the pertinent details including the FNP number, your SS#/FEIN#, and the contact phone number.
  4. Next, in the Renewal Fee area, document the amount that is due for renewing the permit.
  5. Select the type of business structure your practice operates under: Corporation, Partnership, or Individual (Sole Proprietor).
  6. Indicate whether a hold has or has not been placed on your Fictitious Name Permit by checking the appropriate box.
  7. Refer to the attachment indicating the current owner(s) and make any necessary updates to shareholder or partner information in the provided table, ensuring you include: Doctor’s Name, License #, indicate association or disassociation, and include signatures and dates for each.
  8. At the bottom of the form, declare under penalty of perjury that you have read the notification and all attachments, that you have the legal authority to act on behalf of the stated entity, and that all provided information is true and correct.
  9. Print or type your name, sign and date the form in the designated area at the bottom, along with your License #.

Once completed, the form should be reviewed for accuracy and completeness to avoid any delays in processing. The next step involves submitting the form along with any required fees to the address provided by the Medical Board. This action will ensure your fictitious name permit remains valid and your practice compliant with state regulations.

Things to Know About This Form

What is the California Fnp 004 form?

The California Fnp 004 form is a document used by the Medical Board of California. It is specifically for the notification of renewal or release of a hold on a Fictitious Name Permit. This permit allows medical professionals to do business under a name different from their own. Its primary function is to ensure that consumers are protected by maintaining high standards of medical care associated with the names of medical practices.

Who needs to fill out the California Fnp 004 form?

This form must be filled out by any current owner of a medical practice that operates under a fictitious name and wishes to renew their permit or has a hold that needs to be released. Importantly, new owners of a medical practice that was previously issued a fictitious name permit must also deal with this form indirectly by ensuring the former owner submits an application for cancellation.

What information is required on the Fnp 004 form?

When completing the Fnp 004 form, several pieces of information are needed, including:

  • Fictitious Name of the practice
  • Current Physical Practice Address (no PO Boxes allowed)
  • FNP Number, SS#/FEIN#
  • Phone Number
  • Renormal Fee information
  • Ownership type (Corporation, Partnership, or Individual)
  • A section to add or delete shareholders or partners if applicable
  • A declaration that must be signed by a current owner, affirming the accuracy and truthfulness of the information provided

Is the Fictitious Name Permit transferable between owners?

No, the Fictitious Name Permit is not transferable. If a medical practice is purchased by another physician, the former owner is required to cancel the current permit via an “Application for Cancellation of a Fictitious Name Permit.” The new owner must apply for a new permit to use the fictitious name.

How often does the Fictitious Name Permit need to be renewed?

While the Fnp 004 form itself does not specify renewal intervals, permits like these typically have a set period they are valid for, after which renewal is necessary. It's advisable to check directly with the Medical Board of California or refer to the permit documentation for specific renewal timelines.

What is the renewal fee for the Fictitious Name Permit?

The form mentions a renewal fee but does not specify the amount, as this may vary or change over time. For the most accurate and up-to-date fee information, it's recommended to contact the Medical Board of California directly.

What happens if there is a hold on my Fictitious Name Permit?

If there is a hold on your Fictitious Name Permit, it needs to be resolved before the permit can be renewed or officially changed in terms of ownership or practice details. Completing the Fnp 004 form in its entirety and addressing any specific reasons for the hold as instructed by the Medical Board of California are necessary steps to have the hold removed.

Can I change the physical address of my practice with this form?

Yes, the Fnp 004 form allows for the change of the physical practice address. However, you must ensure the form is fully completed and signed by a current owner for the address change to be processed.

What should I do if I want to add or remove partners or shareholders from my medical practice?

To make changes to the ownership structure of a medical practice operating under a fictitious name, such as adding or removing partners or shareholders, you must provide the required information on the Fnp 004 form. This includes the name, license number, and signatures for association or disassociation, plus a signature at the bottom of the form by a current owner to confirm the changes.

Where should I submit the completed Fnp 004 form?

Once completed, the Fnp 004 form should be submitted to the Medical Board of California. The address is provided at the top of the form: 2005 Evergreen Street, Suite 1200, Sacramento, CA 95815-5401. The form also lists phone and fax numbers for contact and further instructions if needed.

Common mistakes

When completing the California Fictitious Name Permit (FNP) renewal or hold release form, commonly referred to as the California FNP 004 form, several common mistakes can lead to delays or issues with the processing of the form. It is crucial to avoid these errors to ensure that your medical practice's paperwork is in order and compliant with state regulations.

  1. Not updating the physical practice address if it has changed from what the Medical Board of California has on record. It's important to provide the current location where medical practice is conducted to ensure official records are accurate.

  2. Using a P.O. Box as the practice address. The form explicitly requires a physical address, not a P.O. Box, to meet the requirements for a fictitious name permit.

  3. Failing to indicate the correct business structure (Corporation, Partnership, Individual). This is crucial for the form's processing, as it affects the documentation and permissions required.

  4. Forgetting to remove a hold on the Fictitious Name Permit by not completing the form in its entirety. If a hold has been placed, every section of the form needs to be filled out to remove it properly.

  5. Omitting the signature of a current owner when making changes to the permit. A current owner's signature is essential to validate the form, especially for changes in ownership or address.

  6. Not using the form to notify of a change in shareholders or partners if the business is a corporation or partnership. This involves both adding and deleting shareholders or partners, which requires complete and accurate information for each.

  7. Forgetting to sign and date the declaration section. This mistake might seem minor, but the absence of a signature or date can render the entire form invalid.

  8. Providing inaccurate information or leaving sections blank, which can lead to misunderstandings or a delay in processing. Every part of the form should be reviewed for accuracy and completeness.

To avoid these mistakes, thoroughly review each section of the FNP 004 form, ensure accuracy in all provided information, and consult with a professional if any uncertainties arise. Timely and correct completion of this form is vital for the seamless operation of your medical practice under a fictitious name in California.

Documents used along the form

When navigating the complexities of medical practice in California, professionals often encounter the need for various forms and documents beyond just the California Fictitious Name Permit (FNP-004). These additional documents play a crucial role in ensuring full compliance with state regulations, facilitating smooth transactions, and maintaining the integrity of medical services. Understanding these documents can significantly streamline the regulatory process for healthcare professionals.

  • Application for Cancellation of a Fictitious Name Permit: Required when a physician decides to discontinue the use of a fictitious name or when the medical practice is being transferred to another owner.
  • Fictitious Name Permit Application: Needed by a new owner to apply for permission to use a fictitious name for a medical practice in California, ensuring the name is available and not misleading or similar to existing practices.
  • Medical License Application: For physicians aiming to practice medicine in California, this application is the first step toward getting licensed.
  • Physician Renewal Application: Used by doctors to renew their medical licenses periodically, ensuring they remain eligible to practice in the state.
  • Change of Address Notification: Allows medical professionals to update their registered address with the California Medical Board, ensuring proper communication and compliance.
  • Professional Liability Insurance Reporting Form: Required for reporting a physician's liability insurance status, helping to manage risks associated with medical practice.
  • Continuing Education Certification Form: Physicians must regularly complete continuing education; this form certifies that they have met those requirements.
  • Medical Corporation Application: For those forming a corporation for their medical practice, this form establishes the legal structure under state law.
  • Partnership Agreement: Necessary for practices operating as partnerships, detailing the rights and responsibilities of each partner to ensure legal clarity and prevent disputes.

Each of these documents serves an important purpose in the lifecycle of a medical practice, from its inception to potential sale or rename, and during the regular course of business operations. Accurate completion and timely submission of these documents ensure compliance with the medical board's requirements, providing peace of mind to practitioners. Healthcare professionals are encouraged to familiarize themselves with these forms, consulting with legal or regulatory experts as needed, to navigate the medical regulatory environment effectively.

Similar forms

Similar to the California Fnp 004 form, the "Fictitious Name Permit Application" is required when a physician intends to operate under a name that differs from their legal name. This document, like the Fnp 004 form, is crucial for ensuring that the practice is legally recognized under the chosen fictitious name. In essence, both forms facilitate the legal process of associating a medical professional with a business name that is not their own, thus maintaining the transparency and trust required in the healthcare sector.

An "Application for Cancellation of a Fictitious Name Permit" is closely related to the California Fnp 004 form, as it handles the opposite process. Where the Fnp 004 form is about renewing or informing about a hold release on the permit, the cancellation application is necessary when a physician decides to cease using the fictitious name, either due to retirement, selling the practice, or other reasons. Both documents are integral to managing the lifecycle of a fictitious name in a medical practice.

The "Change of Address Form" for medical licenses in California shares similarities with the Fnp 003 form in that it also requires comprehensive, accurate information to be filed with the Medical Board of California. Like updating or renewing a fictitious name permit, changing the registered practice address ensures that the board's records remain accurate, which is key to maintaining the integrity of medical licensing and practice in the state.

The "Medical License Renewal Form" is akin to the Fnp 004 form, as both are essential for the continuity of legal medical practice in California. While the Fnp 004 focuses specifically on the fictitious name permit aspect, the license renewal form addresses the broader scope of maintaining a valid medical license. Each form must be filled out with current, accurate information and submitted on time to prevent any lapses in legality or practice privileges.

A "Professional Corporation Status Change Form" bears resemblance to the aspect of the Fnp 004 form that addresses changes in the corporation or partnership's structure, specifically in adding or deleting shareholders or partners. This form is necessary for medical practices operating under a professional corporation or partnership structure, ensuring that all changes in the ownership or operational structure are officially recorded and recognized by the relevant authorities.

The "Shareholder Agreement Form" for medical practices can be compared to the Fnp 004 form in the way it deals with the association and disassociation of shareholders within a medical corporation. Both documents are critical for clearly defining the ownership, roles, and responsibilities of each shareholder or partner, ensuring legal clarity and operational harmony within the practice.

"Partnership Agreement Modifications Form" is closely related to the Fnp 004 form, providing a way for medical partnerships to officially document any changes in partnership agreements. Like the sections of the Fnp 004 form that deal with adding or removing partners, this form helps in maintaining the accuracy of the practice's operational and ownership records.

The "Legal Name Change Form" for medical licenses is somewhat related to the California Fnp 004 form, as it pertains to the accuracy of personal and professional identification in the medical field. While the Fnp 004 form is concerned with the business aspect, the name change form deals with changes to a licensee's personal name, reflecting the importance of consistency and transparency in all legal documentation related to medical practice.

A "Business License Application Form" has resemblances with the Fnp 004 form in the broader context of legal documentation required for operating a business in California. Both forms are essential steps in legitimizing a practice, whether it's through a fictitious name registration or a general business operation permit, underpinning the legal framework needed to serve patients within the state.

Last, the "Employer Identification Number (EIN) Application Form" from the IRS shares similarities with the Fnp 004 form in terms of establishing a medical practice as a legitimate entity. While the EIN application is focused on tax identification purposes, both forms are part of the foundational paperwork necessary for a practice's legal operation, including hiring employees, opening bank accounts, and complying with state and federal laws.

Dos and Don'ts

When it comes to filling out the FNP-004 form for the renewal or hold release of a fictitious name permit in California, it's important to approach the task with careful attention to detail and thoroughness. Here are ten tips to help ensure the process goes smoothly:

Do:
  • Read the form and attached documents carefully before starting. They contain crucial information that guides you on how to fill out the form correctly.
  • Ensure that all the information provided, such as the fictitious name, current physical practice address, and the owner's details, are current and accurate.
  • Use black ink when filling out the form to ensure that all the details are legible and can be scanned or photocopied without issues.
  • Include the FNP number and SS#/FEIN# as required, to help the board identify your records easily.
  • Sign and date the form where necessary. Your signature confirms the accuracy of the information provided and your authority to make the declarations.
Don't:
  • Do not use a PO Box for the current physical practice address. The form explicitly requires a physical address.
  • Avoid leaving fields blank. If a section doesn't apply to you, consider writing ‘N/A’ (not applicable) instead of leaving it empty to indicate that you did not overlook the question.
  • Do not forget to enclose the renewal fee if applicable. Processing of the form cannot proceed without the correct fee.
  • Resist the urge to submit incomplete or inaccurate documents. Inaccuracies can lead to delays or the rejection of your application.
  • Do not rush. Take your time to review all the information you provide. Mistakes can be more difficult to rectify after submission.

Following these guidelines can help ensure that your FNP-004 form submission is complete, accurate, and processed in a timely fashion. Remember, this process is essential for compliance with state regulations and the continuity of your medical practice under your chosen fictitious name.

Misconceptions

There are several misconceptions about the California FNP-004 form, also known as the Fictitious Name Permit Notification of Renewal/Hold Release, which can lead to confusion among medical practitioners. Clarifying these misunderstandings ensures compliance with the Medical Board of California's requirements and facilitates smooth operations for medical practices.

  • Misconception #1: The FNP-004 form can be used to apply for a new fictitious name permit.

    This is incorrect. The FNP-004 form is specifically designed for the renewal or release of a hold on an existing fictitious name permit. New applications require a different form.

  • Misconception #2: Any staff member can sign the FNP-004 form.

    Only current owners or individuals with legal authority to act on behalf of the medical practice are authorized to sign this form, ensuring that any changes or renewals are legally binding and recognized.

  • Misconception #3: Fictitious name permits can be transferred between owners.

    The Medical Board explicitly states that fictitious name permits are not transferable. A new owner must apply for a new permit, while the previous owner needs to cancel the existing one.

  • Misconception #4: You can use a PO Box as the physical practice address on the form.

    A current physical practice address is required on the form, explicitly stating that PO Boxes are not acceptable. This ensures the location of the practice is accurately reflected in official records.

  • Misconception #5: The renewal fee is optional.

    The renewal fee is mandatory and must be paid for the renewal of the fictitious name permit. Failure to pay this fee can result in the inability to legally operate under the fictitious name.

  • Misconception #6: Completing the FNP-004 form automatically updates the practice's address with the Medical Board.

    While changing the address on this form is part of the process, it is also necessary to ensure all relevant records with the Medical Board and other entities are updated accordingly.

  • Misconception #7: A hold on a fictitious name permit can be resolved without completing the FNP-004 form.

    Removing a hold requires the completion and submission of the FNP-004 form, including all necessary documentation and signatures, to demonstrate compliance with the specific requirements causing the hold.

  • Misconception #8: Electronic signatures are acceptable on the FNP-004 form.

    The form requires a handwritten signature to verify the identity and authority of the signatory, reinforcing the authenticity of the request to renew or release a hold on the permit.

  • Misconception #9: The FNP-004 form is only for individual practitioners.

    This form is applicable to corporations, partnerships, as well as individual practitioners. It allows for the addition or deletion of shareholders or partners, addressing the needs of various business models within the medical field.

  • Misconception #10: Submission of the FNP-004 form guarantees the renewal of the fictitious name permit.

    Submission does not guarantee renewal. The form must be correctly filled out and accompanied by the appropriate fee. Additionally, compliance with all requirements set forth by the Medical Board is necessary for the renewal to be approved.

Key takeaways

Understanding the requirements and implications of the Fictitious Name Permit (FNP-004) in California is essential for healthcare practitioners looking to navigate the complexities of operating under a fictitious (or trade) name in their medical practice. Here are key takeaways regarding the completion and usage of the form:

  • The FNP-004 form serves as a notification for the renewal and potential hold release of a Fictorious Name Permit within the state of California. It is a crucial step for ensuring the continuity of a medical practice under a chosen fictitious name.
  • Completing the form requires accurate and current information, such as the fictitious name, physical practice address, permit number (FNP#), and the Social Security or Federal Employer Identification Number (SS#/FEIN#), along with a specified renewal fee.
  • It is important to note that a Fictitious Name Permit is not transferable. If a practice changes ownership, the new owner must apply for a new permit, while the former owner must submit an application for cancellation of the existing permit. This helps to prevent any legal or operational disruptions in the practice.
  • If the practice operates as a corporation or partnership and there are changes in shareholders or partners, such modifications must be clearly documented on the FNP-004 form. Adding or deleting shareholders or partners requires their signatures to validate the changes, ensuring that the permit reflects the current business structure.
  • Signing the FNP-004 form under penalty of perjury signifies that all provided information is accurate and true, and that the signatory possesses the legal authority to make declarations on behalf of the business. This highlights the seriousness and legal implications of the permit application and renewal process.

In summary, the FNP-004 form is an essential document for medical professionals in California who operate under a fictitious name. Properly filling out and submitting this form, along with understanding its requirements and implications, ensures compliance with state regulations and supports the professional integrity and operational legality of the medical practice.

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